Steven J. LeeFinancial Services Specialist
Phone: 949-453-7660 Steven J. Lee is a registered representative who specializes in solutions for small business owners, basic budgeting for individuals just starting, wealth transfer for older clients and asset management for pre-retirees. He joined ICM because of its full-service, independent character that provides its clients with timely, efficient avenues to a better financial position. Steven is in the company’s management development program and seeks to open his own branch in the future. Steven entered the industry due to his strong desire to solve real-life problems. An educator at heart, Steven graduated from Austin College in 2004 with a Bachelor of Arts degree in Philosophy. In 2006, he graduated from Claremont Graduate University with a Master’s in Philosophy. Steven taught at many institutions of higher learning across the nation before committing his life to informing people how to improve themselves financially. He has always been fascinated with economics and business. Steven truly loves working at ICM because he gives real advice to real people every day while helping them meet their financial goals. Steven holds the following licenses and certifications: series 6; series 63; California state life & health insurance. Steven is licensed to do business in the following states: California; New Mexico and Texas. Steven is constantly working to expand his business nationwide.
Steven offers securities through SagePoint Financial, member FINRA/SIPC. Insurance offered through ICM. ICM is a registered investment adviser and is not affiliated with SagePoint Financial. 
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333 S. Beverly Dr., Suite 201 Phone: 800-600-2620 |
Securities offered through SagePoint Financial, Inc., a registered broker dealer member FINRA/SIPC. Investment advisory services offered through Independent Capital Management, Inc. a registered investment advisor, not affiliated with SagePoint Financial, Inc. Certain insurance products offered through Independent Capital Management (ICM). ICM Real Estate DBA ICM Lending is a wholly owned subsidiary of ICM. ICM is a separate company from SagePoint Financial, Inc.
This communication is strictly intended for individuals residing in the states of AL, AZ, AR, CA, CO, DC, FL, GA, ID, IL, IN, KS, KY, MD, MA, MI, MN, MO, MT, NV, NH, NJ, NM, NY, NC,OK, OR, PA, RI, TN, TX, VT, VA, WA, WV, WI, and WY. No offers may be made or accepted from any resident outside the specific states referenced.
IMPORTANT CONSUMER INFORMATION
A Broker/dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, BD agent, or IA registration requirements as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker/dealer, investment, adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.
The Inc. 500 is ranked according to percentage revenue growth for four years. Additionally, they have to be US based, privately held, for profit, and independent -- not subsidiaries or divisions of other companies. ICM was named to the Inc 500 in 1996 and 1997.